PROFESSIONAL DISCIPLINE AND REGULATION

Led by Nisha Dhanoa, our team understands that regulators face statutory obligations to ensure the highest standards of practice and ethical conduct among their members. We have demonstrated prosecutorial experience conducting discipline prosecutions and capacity applications for Ontario regulators.

Our Services

Prosecution Services

We can act as external prosecutors for professional regulators, conducting prosecutions and assisting with the management of regulatory investigations.

Advice to Employers of Regulated Professionals

Sometimes employment law and professional regulatory law converge. Employers can employ staff who are themselves regulated professionals (e.g., regulated health professionals, lawyers, accountants, engineers, architects).  On occasion, staff who are regulated professionals may find themselves facing a regulatory complaint, investigation, or disciplinary proceeding before their respective regulator related to their employment. We understand the tremendous impact this has on the regulated professional and we understand that employers can have questions about the regulatory process. We can help.

Defence of Regulated Professionals

We defend professionals facing disciplinary investigations and disciplinary hearings, advocating on their behalf to assist them in ensuring that their rights and reputations are protected throughout the regulatory process.

Regulatory Compliance and Advice

We provide comprehensive advice on regulatory compliance, helping employers and professionals understand and meet their obligations. Our services include policy development, risk management, and training to promote adherence to professional standards.

Investigations and Hearings

Our lawyers are skilled in handling investigations and hearings, from initial inquiries to final resolutions. We guide our clients through each step, providing strategic advice and representation to achieve the best possible outcomes.

Appeals and Judicial Reviews

We assist clients in appealing disciplinary decisions and seeking judicial review, challenging unfavorable rulings.

Our Approach

Expertise

Our team has in-depth knowledge of professional discipline and regulatory frameworks across various industries, including healthcare, finance and law.

Client-Centered Service

We prioritize our clients’ needs, providing personalized and responsive service. We understand the stress and uncertainty that come with regulatory issues and are committed to offering clear, practical, and compassionate legal support.

Strategic Advocacy

We employ a strategic and proactive approach to advocacy, rigorously defending our clients’ interests and pursuing favorable outcomes, whether that be during the investigative process, resolution discussions, or litigation.

Confidentiality

We maintain the highest standards of confidentiality, protecting our clients’ privacy and ensuring that sensitive information is handled with the utmost care.

Why Choose Us?

We offer a full spectrum of legal services, from initial advice and representation to appeals and policy development, ensuring our clients receive comprehensive support at every stage. Our deep understanding of various regulated industries allows us to provide tailored advice and representation that addresses the unique challenges faced by professionals and employers.